Securities Litigation:

The firm handles claims arising under state and federal securities laws, including class actions and derivative suits. Our practice also includes arbitrations against, and the defense of, brokerage firms and registered representatives before the National Association of Securities Dealers. Additionally, we have defended brokerage firms and their employees in United States Securities and Exchange Commission, New York Stock Exchange and Chicago Board Options Exchange investigations. These matters generally involve allegations of account churning, fraud, breach of fiduciary duty, suitability, negligence, and other violations of state and federal securities laws.